Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Patrick Olexa | 1726384 | 4 | 04/13/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Jay Hausberg | 714061 | 1 | 12/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 11/22/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ahern | 2257376 | 3 | 09/23/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard Scott Saperstein | 1141383 | 1 | 02/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Peter McFadden | 2837091 | 1 | 09/28/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/04/2000 | Customer Dispute | Settled | $229,140.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Leventhal | 2433591 | 1 | 03/24/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 08/10/1999 | Customer Dispute | Settled | $69,902.40 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 04/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |