Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan Collins | 4469610 | 2 | 02/20/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Ahearn | 5018599 | 1 | 09/23/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 03/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Allen | 4808940 | 1 | 05/17/2011 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Hersh Steve Bogner | 2867330 | 1 | 01/20/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Blair Alan Anderson | 2160566 | 1 | 08/24/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Martin Scannell | 1552763 | 4 | 06/02/2009 | Customer Dispute | Settled | $3,887.26 | $0.00 | See FINRA Report |
| John Miller Verfurth | 2670337 | 2 | 04/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew D Harris | 5072932 | 1 | 09/25/2008 | Customer Dispute | Settled | $24,606.30 | $0.00 | See FINRA Report |