Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Buffa | 3079925 | 1 | 03/11/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Joseph William Feinberg | 2325871 | 1 | 06/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barnaby Jason Levin | 1796653 | 2 | 10/23/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Deggelman | 840619 | 1 | 10/07/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Alfredo Martinez | 2217699 | 1 | 05/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |