Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Todd Lyon | 1111674 | 2 | 03/31/2009 | Customer Dispute | Denied | $18,401.00 | $0.00 | See FINRA Report |
| Jeffery Kelly | 2219895 | 2 | 08/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Kelly | 2219895 | 2 | 01/18/2008 | Customer Dispute | Denied | $1,110,940.00 | $0.00 | See FINRA Report |
| Gibson Rymar Wilkes | 1240208 | 1 | 08/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Vogel | 3068529 | 1 | 06/21/2005 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| John Wesley Clayton | 1539149 | 1 | 12/28/2004 | Customer Dispute | Denied | $138,070.00 | $0.00 | See FINRA Report |
| Richard William Weeks IV | 2467229 | 3 | 03/03/2003 | Customer Dispute | Denied | $67,685.30 | $0.00 | See FINRA Report |
| Michelle Lenae Murray | 1983838 | 2 | 08/05/2002 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Deborah Jean Frazier | 1240512 | 1 | 05/21/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ahern | 2257376 | 3 | 05/06/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |