Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Flower | 2706423 | 1 | 11/25/2013 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 08/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Shields | 4857245 | 1 | 12/05/2011 | Customer Dispute | Denied | $24,241.00 | $0.00 | See FINRA Report |
| John Miller Verfurth | 2670337 | 2 | 11/10/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Mark Phelan Sudderberg | 1264536 | 1 | 09/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larue Reubel Gibson | 1873017 | 2 | 04/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barnaby Jason Levin | 1796653 | 2 | 03/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larue Reubel Gibson | 1873017 | 2 | 02/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 07/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |