Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Edward Thomas | 2518292 | 1 | 11/21/2000 | Customer Dispute | Closed-No Action | $27,512.10 | $0.00 | See FINRA Report |
| Barnaby Jason Levin | 1796653 | 2 | 10/23/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/11/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/04/2000 | Customer Dispute | Settled | $229,140.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Leventhal | 2433591 | 1 | 03/24/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Deggelman | 840619 | 1 | 10/07/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 08/10/1999 | Customer Dispute | Settled | $69,902.40 | $0.00 | See FINRA Report |
| Alfredo Martinez | 2217699 | 1 | 05/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 04/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |