Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wesley Clayton | 1539149 | 1 | 12/28/2004 | Customer Dispute | Denied | $138,070.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 10/19/2004 | Customer Dispute | Settled | $22,143.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 09/08/2004 | Customer Dispute | Settled | $325,759.00 | $0.00 | See FINRA Report |
| Michelle Lenae Murray | 1983838 | 2 | 05/10/2004 | Customer Dispute | Settled | $31,609.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 04/13/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew John Dillig | 3078720 | 1 | 06/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Dante Volpini | 1459266 | 1 | 06/16/2003 | Customer Dispute | Closed-No Action | $31,548.20 | $0.00 | See FINRA Report |
| Richard William Weeks IV | 2467229 | 3 | 03/03/2003 | Customer Dispute | Denied | $67,685.30 | $0.00 | See FINRA Report |
| James Jay Hausberg | 714061 | 1 | 12/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 11/22/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |