Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Kelly | 2219895 | 2 | 08/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Anne Crunden | 2121015 | 1 | 04/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Philip Steinberg | 1573057 | 1 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Benjamin Hoffman | 728291 | 2 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard William Weeks IV | 2467229 | 3 | 03/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 02/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery Kelly | 2219895 | 2 | 01/18/2008 | Customer Dispute | Denied | $1,110,940.00 | $0.00 | See FINRA Report |
| Gibson Rymar Wilkes | 1240208 | 1 | 08/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Ahern | 2257376 | 3 | 07/28/2005 | Customer Dispute | Settled | $1,311,470.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Vogel | 3068529 | 1 | 06/21/2005 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |