Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Richard Morse | 340947 | 1 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Gerald Trout | 4655793 | 1 | 10/31/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jordann Andrusiak | 5009841 | 1 | 09/19/2015 | Customer Dispute | Denied | $30,365.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 09/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tamara Megan Stein | 3054581 | 1 | 02/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Flower | 2706423 | 1 | 11/25/2013 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 08/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 03/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Shields | 4857245 | 1 | 12/05/2011 | Customer Dispute | Denied | $24,241.00 | $0.00 | See FINRA Report |
| John Miller Verfurth | 2670337 | 2 | 11/10/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |