Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milan K Madhani | 4365064 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Damian Evans | 2132020 | 3 | 03/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Scholler | 3230132 | 10 | 03/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frankie Ricardo Brin | 2555473 | 2 | 02/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Scholler | 3230132 | 10 | 08/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frankie Ricardo Brin | 2555473 | 2 | 08/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Bilitz | 2214828 | 9 | 06/06/2014 | Customer Dispute | Denied | $12,630.90 | $0.00 | See FINRA Report |
| Gale Ann Brodie | 1318619 | 2 | 01/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Taylor Valentine | 1646981 | 3 | 12/11/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jack Theodore Johnson | 1861254 | 2 | 08/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |