Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Gregory Hawkins | 1211621 | 6 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 08/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Murphy | 2638542 | 2 | 08/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tammy Rose Taylor | 6337854 | 3 | 07/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cary Edward Urich | 2132001 | 4 | 07/11/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Luther Bodin | 4319074 | 1 | 01/31/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Edward McClure | 2289844 | 4 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Thomas Hu | 2777141 | 1 | 05/04/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gar Blake McCray | 1368968 | 1 | 02/24/2021 | Customer Dispute | Settled | $1,898,820.00 | $0.00 | See FINRA Report |