Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Gregory Hawkins | 1211621 | 6 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Gregory Hawkins | 1211621 | 6 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Henry Johnson | 1312422 | 6 | 05/01/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 04/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 03/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Murphy | 2638542 | 2 | 02/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Harry Applebaum | 1628443 | 10 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Christopher Cook | 1626293 | 1 | 09/30/2022 | Customer Dispute | Closed-No Action | $1,601,530.00 | $0.00 | See FINRA Report |