Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Brielle Simpson | 2153564 | 3 | 09/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Regina Villacorte Frias | 2748727 | 4 | 05/05/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Nicole Brielle Simpson | 2153564 | 3 | 03/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Damian Evans | 2132020 | 3 | 02/28/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 02/21/2006 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Michael Damian Evans | 2132020 | 3 | 11/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Beverly Ann Mingola | 868049 | 4 | 02/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Mingola | 868049 | 4 | 02/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Mingola | 868049 | 4 | 07/26/2004 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
| William Paul Fauzio | 2193834 | 8 | 04/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |