Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Wayne Loerke | 3215542 | 1 | 03/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Aaron Delsignore | 3211462 | 2 | 11/28/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Kenneth John Arellano | 2660786 | 4 | 11/02/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Krikor Demirjian | 4212275 | 6 | 09/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Krikor Demirjian | 4212275 | 6 | 07/30/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Krikor Demirjian | 4212275 | 6 | 07/30/2007 | Customer Dispute | Settled | $99,960.00 | $0.00 | See FINRA Report |
Eric Todd Bilitz | 2214828 | 9 | 05/15/2007 | Customer Dispute | Denied | $15,028.00 | $0.00 | See FINRA Report |
Krikor Demirjian | 4212275 | 6 | 03/05/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael David Ward | 1425173 | 6 | 01/01/2007 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
Michael Harry Applebaum | 1628443 | 10 | 11/30/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |