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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 177 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Wayne Loerke3215542103/28/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Aaron Delsignore3211462211/28/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Kenneth John Arellano2660786411/02/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Krikor Demirjian4212275609/25/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Krikor Demirjian4212275607/30/2007Customer DisputeSettled$5,000.00$0.00See FINRA Report
Krikor Demirjian4212275607/30/2007Customer DisputeSettled$99,960.00$0.00See FINRA Report
Eric Todd Bilitz2214828905/15/2007Customer DisputeDenied$15,028.00$0.00See FINRA Report
Krikor Demirjian4212275603/05/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael David Ward1425173601/01/2007Customer DisputeSettled$17,500.00$0.00See FINRA Report
Michael Harry Applebaum16284431011/30/2006Customer DisputeSettled$0.00$0.00See FINRA Report

177 Results

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