Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Todd Walker | 2368039 | 4 | 07/13/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hunter Davidson Brownlie | 2349976 | 2 | 05/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brett Ian Goldstein | 3104778 | 3 | 02/27/2010 | Customer Dispute | Settled | $1,675,000.00 | $0.00 | See FINRA Report |
| Eric Clifford Sutliff | 1112533 | 1 | 12/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet T Doherty | 2073278 | 3 | 10/26/2009 | Customer Dispute | Settled | $13,335.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 08/28/2009 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 03/31/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Paul Fauzio | 2193834 | 8 | 09/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diana Louise Fletcher | 2203146 | 1 | 07/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Ian Goldstein | 3104778 | 3 | 04/28/2008 | Customer Dispute | Settled | $11,000,000.00 | $0.00 | See FINRA Report |