Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Mistovich | 823724 | 3 | 10/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hunter Davidson Brownlie | 2349976 | 2 | 04/01/2011 | Customer Dispute | Closed-No Action | $29,000.00 | $0.00 | See FINRA Report |
| Suzan Luna Jaffe | 4634039 | 1 | 03/25/2011 | Customer Dispute | Settled | $5,377.60 | $0.00 | See FINRA Report |
| Joseph Henry Johnson | 1312422 | 6 | 02/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 11/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cary Edward Urich | 2132001 | 4 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cary Edward Urich | 2132001 | 4 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cary Edward Urich | 2132001 | 4 | 09/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Henry Johnson | 1312422 | 6 | 09/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valentina Solomita | 2109879 | 1 | 07/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |