Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl James Holly | 2192542 | 4 | 01/22/2002 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Stephen Todd Walker | 2368039 | 4 | 05/08/2001 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Nicole Brielle Simpson | 2153564 | 3 | 05/12/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 03/31/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carl James Holly | 2192542 | 4 | 06/21/1996 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Carl James Holly | 2192542 | 4 | 05/01/1995 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 02/05/1995 | Customer Dispute | Settled | $23,812.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 05/01/1992 | Customer Dispute | Settled | $935,397.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 10/10/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 01/02/1988 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |