Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana Louise Fletcher | 2203146 | 1 | 07/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Ian Goldstein | 3104778 | 3 | 04/28/2008 | Customer Dispute | Settled | $11,000,000.00 | $0.00 | See FINRA Report |
| Steven Wayne Loerke | 3215542 | 1 | 03/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 07/30/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 07/30/2007 | Customer Dispute | Settled | $99,960.00 | $0.00 | See FINRA Report |
| Michael David Ward | 1425173 | 6 | 01/01/2007 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Michael Harry Applebaum | 1628443 | 10 | 11/30/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 02/21/2006 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Michael Damian Evans | 2132020 | 3 | 11/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Beverly Ann Mingola | 868049 | 4 | 02/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |