Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Michael Scholler | 3230132 | 10 | 03/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 08/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 08/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 09/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 02/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory John Mistovich | 823724 | 3 | 10/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 11/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valentina Solomita | 2109879 | 1 | 07/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Clifford Sutliff | 1112533 | 1 | 12/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Paul Fauzio | 2193834 | 8 | 09/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |