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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Todd Bilitz2214828905/15/2007Customer DisputeDenied$15,028.00$0.00See FINRA Report
Krikor Demirjian4212275603/05/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Regina Villacorte Frias2748727405/05/2006Customer DisputeDenied$9,000.00$0.00See FINRA Report
Michael Damian Evans2132020302/28/2006Customer DisputeDenied$5,000.00$0.00See FINRA Report
Beverly Ann Mingola868049407/26/2004Customer DisputeDenied$88,000.00$0.00See FINRA Report
Regina Villacorte Frias2748727401/28/2004Customer DisputeDenied$9,155.29$0.00See FINRA Report
Michael Harry Applebaum16284431008/21/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Harry Applebaum16284431006/09/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Harry Applebaum16284431006/04/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher James Wolfe4217247105/06/2003Customer DisputeDenied$5,582.18$0.00See FINRA Report

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