Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Carroll Billingsley | 1190831 | 2 | 10/07/2014 | Customer Dispute | Settled | $10,504.80 | $0.00 | See FINRA Report |
| James Carroll Billingsley | 1190831 | 2 | 05/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Hayes Holliday | 865075 | 1 | 09/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |