Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Raleigh | 2061366 | 1 | 11/18/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Micah Vincent Shilanski | 4540876 | 1 | 02/17/2015 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |