Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clyde Alexander Barnwell | 2109330 | 1 | 02/16/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Joshua Simon | 6448785 | 1 | 12/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martha Stevens Frost | 2185635 | 1 | 01/04/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Earl Noel | 2260434 | 2 | 04/03/2003 | Customer Dispute | Settled | $430.00 | $0.00 | See FINRA Report |
| Nicholas Scott Fleer | 5770517 | 1 | 09/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Gantt | 6347075 | 1 | 03/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Bush Wilkinson | 6540192 | 4 | 10/23/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Ethridge Gantt | 4671126 | 1 | 12/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joel Austin | 5994734 | 1 | 05/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Bush Wilkinson | 6540192 | 4 | 11/19/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |