Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucia L Cisneros | 6739066 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Clark Hogan | 6291763 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Bush Wilkinson | 6540192 | 3 | 12/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Herndon | 5230838 | 2 | 11/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Brooks Nash | 5543523 | 3 | 10/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Lynn Mitchell | 1253752 | 1 | 10/10/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Sheila Ann Kersey | 3063308 | 8 | 08/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheila Ann Kersey | 3063308 | 8 | 05/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Robert Herndon | 5230838 | 2 | 05/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheila Ann Kersey | 3063308 | 8 | 03/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |