Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Khalida K Moore | 4226418 | 4 | 02/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khalida K Moore | 4226418 | 4 | 02/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Paul Mai | 5508419 | 1 | 11/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kay Sophia Whittler | 4574869 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Faustino Granado | 2191495 | 1 | 10/12/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Billy Richard Laque | 4684606 | 1 | 08/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David W Brenneman | 6084987 | 2 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheila Ann Kersey | 3063308 | 8 | 09/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angele Neska | 7242375 | 3 | 07/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lawrence | 6534367 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |