Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl David Hedstrom | 1535132 | 2 | 02/04/2002 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Derek Green | 2313496 | 3 | 12/06/2001 | Customer Dispute | Settled | $99,566.00 | $0.00 | See FINRA Report |
| George Joseph Koeltl | 2894410 | 3 | 11/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Margaret Mary Webb | 1234589 | 4 | 08/13/2001 | Customer Dispute | Settled | $161,528.00 | $0.00 | See FINRA Report |
| Bruce Wayne Helmer | 1335674 | 1 | 08/06/2001 | Customer Dispute | Closed-No Action | $84,592.00 | $0.00 | See FINRA Report |
| James L Wiley | 1172426 | 1 | 06/25/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| William H Borders | 2237620 | 2 | 04/04/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Mary Webb | 1234589 | 4 | 12/21/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Massimo | 1535863 | 1 | 11/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Joseph Koeltl | 2894410 | 3 | 04/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |