Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Corgiat | 1213019 | 4 | 11/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Bernard Burke | 1235733 | 1 | 09/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Patterson | 1588308 | 1 | 04/25/2005 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Larry Philip Ginsburg | 731003 | 2 | 01/08/2005 | Customer Dispute | Denied | $6,355.79 | $0.00 | See FINRA Report |
| Brian Fricke | 1587768 | 1 | 09/16/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles B Gray | 1051975 | 2 | 02/12/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Morgan Peter Schleif | 2238685 | 1 | 07/11/2003 | Customer Dispute | Settled | $5,962.00 | $0.00 | See FINRA Report |
| William Sheldon Hart | 2327251 | 2 | 06/02/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| James William Carr | 1967526 | 1 | 06/02/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Edward F Silbert | 1032674 | 1 | 05/27/2003 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |