Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl Arthur Nelson | 1319877 | 2 | 12/02/2008 | Customer Dispute | Award / Judgment | $532,259.00 | $532,259.00 | See FINRA Report |
| Larry Philip Ginsburg | 731003 | 2 | 10/27/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Maura Campion Schauss | 4039509 | 1 | 10/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Evans | 5970544 | 1 | 05/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tamar Mogilski | 1763533 | 1 | 02/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Haley | 4544331 | 1 | 10/24/2007 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Tyson Mavar | 5514338 | 1 | 09/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Reid Mather | 6018226 | 1 | 07/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 06/21/2007 | Customer Dispute | Award / Judgment | $840,360.00 | $187,500.00 | See FINRA Report |
| Michael Thomas Clatterbuck | 3109680 | 1 | 06/22/2006 | Customer Dispute | Settled | $7,834.00 | $0.00 | See FINRA Report |