Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Luther Wienecke | 4443827 | 1 | 08/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Carroll | 1026306 | 1 | 08/05/2009 | Customer Dispute | Settled | $174,062.00 | $0.00 | See FINRA Report |
| Benjamin Kelly Graves | 1233469 | 1 | 06/08/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Darryl Arthur Nelson | 1319877 | 2 | 03/23/2009 | Customer Dispute | Award / Judgment | $419,381.00 | $673,762.00 | See FINRA Report |
| John Lynch | 1478085 | 1 | 03/05/2009 | Customer Dispute | Denied | $48,449.80 | $0.00 | See FINRA Report |
| Robert Paul Aamodt | 3037835 | 3 | 02/23/2009 | Customer Dispute | Settled | $10,549.00 | $0.00 | See FINRA Report |
| Carl David Hedstrom | 1535132 | 2 | 02/06/2009 | Customer Dispute | Denied | $73,699.00 | $0.00 | See FINRA Report |
| Brian Bedford | 4305320 | 2 | 01/13/2009 | Customer Dispute | Denied | $148,324.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Aamodt | 3037835 | 3 | 12/12/2008 | Customer Dispute | Settled | $40,982.00 | $0.00 | See FINRA Report |