Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Besiana Kingji | 5365944 | 1 | 02/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek Green | 2313496 | 3 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Holman | 2930741 | 2 | 07/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 06/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Landis | 2325460 | 3 | 04/05/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 08/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 07/16/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John A Marshall | 2634720 | 1 | 02/16/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 07/07/2010 | Customer Dispute | Denied | $259,231.00 | $0.00 | See FINRA Report |
| Robert Paul Aamodt | 3037835 | 3 | 02/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |