Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Boudreaux | 4550987 | 1 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Fernandez-Salvador | 5868791 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Zemke | 7141432 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Knowles | 5339458 | 1 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Curtis Wolf | 2528239 | 2 | 12/05/2014 | Customer Dispute | Denied | $24,583.20 | $0.00 | See FINRA Report |
| Benjamin Edward Davis | 5392324 | 1 | 11/17/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jonathan Henderson | 6447677 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hillary W Nelson | 5904536 | 1 | 04/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Goodman | 6167970 | 2 | 02/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent Curtis Wolf | 2528239 | 2 | 04/23/2013 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |