Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Holman | 2930741 | 2 | 06/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 05/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Conrad Lee Kerber | 2813803 | 4 | 03/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 08/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Lee Kerber | 2813803 | 4 | 03/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 07/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Herman Breiter | 1716788 | 2 | 01/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 08/08/1991 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 08/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Goodman | 6167970 | 2 | 11/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |