Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William H Borders | 2237620 | 2 | 03/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 06/24/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Eric Michael Grafnitz | 4931788 | 1 | 05/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Landis | 2325460 | 3 | 05/02/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Margaret Mary Webb | 1234589 | 4 | 04/17/1998 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Lawrence Ira Prozan | 1410302 | 1 | 03/19/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Conrad Lee Kerber | 2813803 | 4 | 12/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 10/09/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emily Jean Goodman | 5709655 | 1 | 10/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Lee Kerber | 2813803 | 4 | 08/18/1997 | Customer Dispute | Settled | $427,000.00 | $0.00 | See FINRA Report |