Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Derek Green | 2313496 | 3 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Paul Aamodt | 3037835 | 3 | 02/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Conrad Lee Kerber | 2813803 | 4 | 12/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 05/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Conrad Lee Kerber | 2813803 | 4 | 03/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Conrad Lee Kerber | 2813803 | 4 | 03/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Herman Breiter | 1716788 | 2 | 01/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Terry William Kerber | 2731254 | 5 | 08/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 08/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |