Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austin Deshane | 6158951 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Deshane | 6158951 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tami Heuring | 4533405 | 1 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Boudreaux | 4550987 | 1 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Fernandez-Salvador | 5868791 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Zemke | 7141432 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Henderson | 6447677 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |