Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry William Kerber | 2731254 | 5 | 07/07/2010 | Customer Dispute | Denied | $259,231.00 | $0.00 | See FINRA Report |
| Benjamin Kelly Graves | 1233469 | 1 | 06/08/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Lynch | 1478085 | 1 | 03/05/2009 | Customer Dispute | Denied | $48,449.80 | $0.00 | See FINRA Report |
| Carl David Hedstrom | 1535132 | 2 | 02/06/2009 | Customer Dispute | Denied | $73,699.00 | $0.00 | See FINRA Report |
| Brian Bedford | 4305320 | 2 | 01/13/2009 | Customer Dispute | Denied | $148,324.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Philip Ginsburg | 731003 | 2 | 10/27/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Maura Campion Schauss | 4039509 | 1 | 10/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tamar Mogilski | 1763533 | 1 | 02/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 11/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |