Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Bedford | 4305320 | 2 | 04/23/2020 | Customer Dispute | Denied | $56,290.00 | $0.00 | See FINRA Report |
| Kenneth James Smith | 4351226 | 1 | 03/04/2020 | Customer Dispute | Denied | $197,844.00 | $0.00 | See FINRA Report |
| Marc J Lewyn | 2233006 | 1 | 12/19/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles B Gray | 1051975 | 2 | 01/07/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Gerald Friebel | 4817154 | 1 | 12/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jared Knowles | 5339458 | 1 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Curtis Wolf | 2528239 | 2 | 12/05/2014 | Customer Dispute | Denied | $24,583.20 | $0.00 | See FINRA Report |
| Kevin Landis | 2325460 | 3 | 04/05/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John A Marshall | 2634720 | 1 | 02/16/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |