Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emily Jean Goodman | 5709655 | 1 | 10/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Holman | 2930741 | 2 | 06/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 08/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 07/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Goodman | 6167970 | 2 | 11/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Landis | 2325460 | 3 | 05/20/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |