Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hillary W Nelson | 5904536 | 1 | 04/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Holman | 2930741 | 2 | 07/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 08/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 07/16/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Evans | 5970544 | 1 | 05/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyson Mavar | 5514338 | 1 | 09/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Reid Mather | 6018226 | 1 | 07/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Eleazar Palafox | 2800099 | 1 | 05/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William H Borders | 2237620 | 2 | 03/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Grafnitz | 4931788 | 1 | 05/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |