Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Green | 2313496 | 3 | 01/19/2018 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Brian Fricke | 1587768 | 1 | 09/16/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward F Silbert | 1032674 | 1 | 05/27/2003 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
| George Joseph Koeltl | 2894410 | 3 | 04/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carl David Hedstrom | 1535132 | 2 | 02/04/2002 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Bruce Wayne Helmer | 1335674 | 1 | 08/06/2001 | Customer Dispute | Closed-No Action | $84,592.00 | $0.00 | See FINRA Report |
| James L Wiley | 1172426 | 1 | 06/25/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| George Joseph Koeltl | 2894410 | 3 | 04/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Landis | 2325460 | 3 | 05/02/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |