Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward George Rainford | 3161364 | 2 | 08/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward George Rainford | 3161364 | 2 | 06/30/2009 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |