Our Staff has compiled our research into a database of FINRA Broker Disclosures for Seaport Global Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy J Kjeldgaard | 5571366 | 1 | 04/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Ann Bland | 5065025 | 1 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew D Rochat | 2058694 | 1 | 01/24/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Philip Sciarra | 5114757 | 1 | 08/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alimohammed Agboatwalla | 2734578 | 2 | 03/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alimohammed Agboatwalla | 2734578 | 2 | 02/12/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Colin Denis Drowica | 5047451 | 1 | 02/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Meyer | 1746788 | 1 | 08/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |