Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Theodore Farr | 2572295 | 1 | 04/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben Rene Ramirez | 2858155 | 1 | 04/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Douglas Johnsen | 2103838 | 4 | 03/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Douglas Johnsen | 2103838 | 4 | 03/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Douglas Johnsen | 2103838 | 4 | 09/24/2012 | Customer Dispute | Settled | $954,000.00 | $0.00 | See FINRA Report |
| Craig Douglas Johnsen | 2103838 | 4 | 05/16/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Louis Gene Scatigna | 1218270 | 1 | 09/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |