Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Orlando Brittingham | 30929 | 2 | 11/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Thomas Humphries | 253139 | 1 | 11/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Orlando Brittingham | 30929 | 2 | 03/14/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |