Our Staff has compiled our research into a database of FINRA Broker Disclosures for GT Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Joseph Malara | 2794251 | 2 | 10/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jimmie Lennart Sundstrom | 1794315 | 2 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edwin Hamel | 4124627 | 2 | 04/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Mooney | 3108431 | 2 | 02/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Mooney | 3108431 | 2 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Aquino Ladrido | 3129982 | 4 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |