Our Staff has compiled our research into a database of FINRA Broker Disclosures for GT Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Joseph Malara | 2794251 | 2 | 10/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jimmie Lennart Sundstrom | 1794315 | 2 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edwin Hamel | 4124627 | 2 | 04/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edwin Hamel | 4124627 | 2 | 01/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Francis Hamlyn | 2383549 | 1 | 03/06/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Daniel Mooney | 3108431 | 2 | 02/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Mooney | 3108431 | 2 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Aquino Ladrido | 3129982 | 4 | 06/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maxwell John Thomas | 7530419 | 1 | 05/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Maria Weinstein | 5020152 | 1 | 12/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |