Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Louis Lanza | 5864178 | 1 | 02/05/2018 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Victor Joseph Dimaggio | 2539385 | 3 | 09/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Jerry Kulhanek | 1977093 | 2 | 05/28/2015 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Anthony Jerry Kulhanek | 1977093 | 2 | 05/28/2015 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Victor Joseph Dimaggio | 2539385 | 3 | 05/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Joseph Dimaggio | 2539385 | 3 | 02/21/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Nick Duren | 1589445 | 2 | 11/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Nick Duren | 1589445 | 2 | 07/31/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Martinez | 2039655 | 6 | 07/31/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Martinez | 2039655 | 6 | 01/09/2001 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |