Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Bruce Schechner | 2383117 | 2 | 04/28/2014 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Henry McNaughton Fyfe | 1514374 | 1 | 03/21/2014 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Paul George Dietrich | 4389176 | 1 | 04/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Forest Glazer | 2796418 | 2 | 12/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gene Randall Rhoades | 1939639 | 4 | 08/02/2012 | Customer Dispute | Settled | $12,793.80 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 07/27/2012 | Customer Dispute | Denied | $48,955.00 | $0.00 | See FINRA Report |
| Neil Scott Meissner | 1942821 | 4 | 07/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Thiergartner | 1123867 | 4 | 05/24/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick McCall | 2354208 | 3 | 05/01/2012 | Customer Dispute | Settled | $104,337.00 | $0.00 | See FINRA Report |
| Michael Christopher Wing | 2881584 | 1 | 01/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |