Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Thoburn Brown | 32494 | 3 | 05/07/1990 | Customer Dispute | Settled | $48,796.40 | $0.00 | See FINRA Report |
| Jay Thoburn Brown | 32494 | 3 | 03/07/1990 | Customer Dispute | Settled | $45,157.80 | $0.00 | See FINRA Report |
| William David Morrison | 1556786 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Price | 2831795 | 1 | 12/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Montague Stephan Henry | 1729463 | 5 | 12/12/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Lefevre | 859944 | 2 | 10/06/1989 | Customer Dispute | Settled | $106,624.00 | $0.00 | See FINRA Report |
| Mark Edward Lefevre | 859944 | 2 | 04/14/1989 | Customer Dispute | Award / Judgment | $0.00 | $9,800.00 | See FINRA Report |
| Steven Craig Behrle | 1213354 | 2 | 02/02/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Warren Sills | 1200463 | 1 | 10/25/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Kennedy | 267895 | 6 | 02/22/1988 | Customer Dispute | Settled | $126,875.00 | $0.00 | See FINRA Report |