Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yitzchok Asher Goodman | 1052215 | 6 | 07/25/1995 | Customer Dispute | Award / Judgment | $5,000.00 | $5,000.00 | See FINRA Report |
| Jeffrey Allen Gelber | 1820592 | 4 | 05/02/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Rainwater | 5958086 | 3 | 12/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Rainwater | 5958086 | 3 | 12/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Bruce Goldstein | 851676 | 6 | 11/23/1994 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Gelber | 1820592 | 4 | 09/01/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Montague Stephan Henry | 1729463 | 5 | 07/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Tolbert | 728423 | 3 | 10/21/1993 | Customer Dispute | Final | $10,102.00 | $0.00 | See FINRA Report |
| Andrew Barry Grossman | 1288828 | 6 | 06/08/1993 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Andrew Barry Grossman | 1288828 | 6 | 03/04/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |